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Regulatory Information

REGULATORY

Effective July 12, 2014, the U.S. Commodity Futures Trading Commission ("COMMISSION”) requires each futures commission merchant (FCM) to provide information about the FCM that may be material to your decision to do business with such FCM.

 

PhillipCapital’s information can be found here:
DISCLOSURE DOCUMENTS.

 

View our firm’s history and regulatory actions on the NFA’s search system below...